Practice Area

Regulatory

The financial industry is composed of two types of institutions: regulated and unregulated entities, which is defined by the activities in which they are involved.
Compliance 4 Business helps both international and national clients navigate this distinction.

Where a license or an agreement is needed, Compliance 4 Business – as project manager – prepares all required administrative, corporate and prudential documentation and provides strategic guidance to file relevant applications with competent authorities.

Compliance 4 Business also offers certified trainings in those areas.