We bring you the best possible solutions for your company

In the context of a changing regulatory environment, insurance companies and intermediaries are facing new challenges in the field of compliance. They must establish a strategic approach regarding their state of compliance. Compliance4Business assists its client at both international and national levels across all segments of the insurance industry (i.e., registration/ licensing, life and non-life products, consumer protection rules / Assur- MIFID compliance rules, GDPR).

Our experts not only intervene at transactional level but also assist stakeholders and board members in qualifying and defining the best options for their business whether on the implementation of the CCS, treatment of sensitive data’s and establishing policies applicable procedures related to the qualitative pillar or provides ESG report for life insurers, …

Our methodology takes into consideration the specificities of the services provided and the principle of proportionality. Our solutions integrate a technical and practical dimension focusing on finding the right balance between controls and business activities.

We make sure that your project complies with applicable laws and regulations in the relevant jurisdictions and meets the expectations of competent authorities.

Our experts are used to coordinating projects (Project management), setting up related departments and/or endorse internal key functions such as AMLCO, Fraud Officer, KYC/CDD Analyst or Compliance Officer (outsourcing principles).

Our Insurance team can assist you in the following non-exhaustive areas
  • Ensuring projects to comply with applicable law and regulations in relevant jurisdictions to meet the expectation of competent authorities (incl. IDD, Information & Advertising Rules, complaints handling, conflict of interests, integrity, ESG, GDPR, DORA, Consumer Protection, Governance, General Prudential Regulations, etc.)

  • Conducting assessments to evaluate the maturity and robustness of the institutions’ internal structure and policy framework

  • Establishing and representing the company within a license file before the competent supervisory authorities

  • The implementation of remediation plans to address identified deficiencies

  • Training and Awareness

Our others business practices

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Financial Crime & Complex Bank Opening

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Payment, Fintech & Crypto

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Bank, Funds & AM

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